John F. Silberman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Frederick Silberman, who also goes by John Silberman, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1991. John had worked at 9 firms and has passed the Series 63, Series 79TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2023 - December 9, 2024
SUTTER SECURITIES INCORPORATED
February 6, 2023 - December 9, 2024
BOUSTEAD SECURITIES, LLC
August 21, 2017 - February 3, 2023
WESTERN INTERNATIONAL SECURITIES, INC.
March 2, 2012 - August 21, 2017
FINANCIAL WEST GROUP
July 20, 2010 - March 5, 2012
B. RILEY WEALTH MANAGEMENT
May 12, 2008 - July 14, 2010
JESUP & LAMONT SECURITIES CORP
February 24, 2006 - December 23, 2008
EMPIRE FINANCIAL GROUP, INC.
November 1, 1995 - March 15, 2006
THE SHEMANO GROUP, INC.
February 6, 1991 - October 11, 1995
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/14/1999
Limited Representative-Equity Trader ExamCurrent Firm
SUTTER SECURITIES INCORPORATED
CRD#: 30770 / SEC#: , 8-45158
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SUTTER SECURITIES GROUP INC (FORMERLY FINTECH GLOBAL MARKETS) | SHAREHOLDER | |
| BULL, ROBERT LEE IV | FINOP | 1521134 |
| CHOMATIL, NEHRU SUBRAMANIAN | CHIEF COMPLIANCE OFFICER | 2342004 |
| MALEY, ROBERT ANDREW | EXECUTIVE VICE PRESIDENT | 2442794 |
| MATTHEWS, GILBERT ELLIOTT | SR. MANAGING DIRECTOR, DIRECTOR, CHAIRMAN | |
| SMITH, LINCOLN JOSEPH JR | PRESIDENT, CEO | 2501422 |
Disclosures
| Regulatory Event | 1 |
| Bond | 1 |
Red Flags
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