Francis A. Ragusa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francis Anthony Ragusa was a registered financial professional .
Francis is a previously registered financial professional and started their career in finance in 1994. Francis had worked at 4 firms and has passed the Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 5, 2011 - January 29, 2013
MCFARLAND DEWEY SECURITIES CO., LLC
July 12, 2004 - July 22, 2009
BARCLAYS CAPITAL INC.
June 13, 2000 - September 13, 2002
CREDIT SUISSE SECURITIES (USA) LLC
August 4, 1999 - November 29, 1999
CSFP CAPITAL, INC.
March 22, 1994 - August 18, 1999
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Exams
Current Firm
MCFARLAND DEWEY SECURITIES CO., LLC
CRD#: 25768 / SEC#: , 8-41974
Contact information
Documents
Red Flags
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