FH
Frank J. Howell
HORNOR, TOWNSEND & KENT
Bonita Springs, FL 34135
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CRD#: 2069879
FH
Professional summary
Frank Joseph Howell, ChFC®, CLU® is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Bonita Springs, Florida.
Frank is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Frank has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PROVIDING INSURANCE SALES UNDER THE NAME OF FRANK HOWELL, INVESTMENT-RELATED, 27975 OLD 41 RD, STE 211, BONITA SPRINGS, FL 34135, INSURANCE SALES FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY, AGENT, START DATE: SEPTEMBER 2008, APPROX. NUMBER OF HOURS/MONTH: LESS THAN 10, NUMBER OF HOURS DEVOTED TO THE OUTSIDE BUSINESS ACTIVITY DURING SECURITIES TRADING HOURS: LESS THAN 10, DUTIES: LIFE AND HEALTH INSURANCE SALES INCLUDING LIFE SETTLEMENTS EFF 02/01/2023.
CRS (Client Relationship Summary) - RIA
Click below to view Frank Joseph Howell's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Frank Joseph Howell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 26, 2018 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 27975 Old 41 Rd Suite 211, Bonita Springs, FL 34135RIA
BD
CRD#: 4031
Bonita Springs, FL
Current
October 30, 1998 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 27975 Old 41 Rd Suite 211, Bonita Springs, FL 34135RIA
BD
CRD#: 4031
Bonita Springs, FL
Past
September 25, 2008 - December 18, 2017
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
LOWER GWYNEDD, PA
Past
October 15, 1993 - November 3, 1998
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
WINDSOR, CT
Past
July 23, 1990 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
BD
CRD#: 13256
HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/18/2019)
RR
Delaware(9/23/2008)
RR
District of Columbia(9/23/2008)
RR
Florida(9/23/2008)
IAR
Florida(2/26/2018)
RR
Georgia(10/11/2010)
RR
Louisiana(4/18/2019)
RR
Maryland(9/23/2008)
RR
Mississippi(4/18/2019)
RR
New Jersey(9/23/2008)
RR
New York(9/23/2008)
RR
North Carolina(10/11/2010)
RR
Pennsylvania(12/18/2002)
RR
South Carolina(10/11/2010)
RR
Virginia(9/23/2008)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
