Scott H. Lane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Howard Lane, who also goes by Scott Lane, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1991. Scott had worked at 18 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2017 - October 9, 2018
LANE FINANCIAL STRATEGIES LLC
June 11, 2015 - March 30, 2017
RICHMOND WEALTH MANAGEMENT LLC
February 19, 2014 - August 27, 2014
CENTER STREET SECURITIES, INC.
August 5, 2013 - November 5, 2013
QUESTAR ASSET MANAGEMENT, INC.
August 5, 2013 - November 5, 2013
QUESTAR CAPITAL CORPORATION
January 15, 2013 - August 21, 2013
STATE FARM VP MANAGEMENT CORP.
October 14, 2011 - December 3, 2012
FSC SECURITIES CORPORATION
September 9, 2011 - December 3, 2012
FSC SECURITIES CORPORATION
January 13, 2009 - September 21, 2011
LPL FINANCIAL LLC
January 13, 2009 - September 21, 2011
LPL FINANCIAL LLC
February 1, 2007 - December 16, 2008
EDWARD JONES
November 16, 2006 - December 16, 2008
EDWARD JONES
January 18, 2006 - November 20, 2006
TRANSAMERICA FINANCIAL ADVISORS, INC.
April 1, 2003 - November 15, 2005
VOYA FINANCIAL ADVISORS, INC.
June 13, 2002 - March 21, 2003
INVESTORS SECURITY COMPANY, INC.
May 15, 2001 - May 20, 2002
USALLIANZ SECURITIES, INC.
June 4, 1999 - May 16, 2001
SUNSET FINANCIAL SERVICES, INC.
December 16, 1998 - June 4, 1999
NATHAN & LEWIS SECURITIES, INC.
July 28, 1994 - December 14, 1998
1717 CAPITAL MANAGEMENT COMPANY
January 27, 1992 - August 15, 1994
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
April 4, 1991 - January 24, 1992
FORTH FINANCIAL SECURITIES, CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LANE FINANCIAL STRATEGIES LLC
CRD#: 286451 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
