Michael W. Hendry
Professional summary
Michael Wade Hendry was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Michael had worked at 5 firms, which includes PACIFIC SELECT DISTRIBUTORS LLC, MUTUAL SERVICE CORPORATION, WALNUT STREET SECURITIES INC., METROPOLITAN LIFE INSURANCE COMPANY, MSI FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2005 - October 27, 2010
PACIFIC SELECT DISTRIBUTORS, LLC
April 9, 2002 - December 31, 2004
MUTUAL SERVICE CORPORATION
July 31, 1998 - April 10, 2002
PACIFIC SELECT DISTRIBUTORS, LLC
December 3, 1996 - July 24, 1998
WALNUT STREET SECURITIES, INC.
May 1, 1992 - October 22, 1996
METROPOLITAN LIFE INSURANCE COMPANY
May 1, 1992 - October 22, 1996
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PACIFIC SELECT DISTRIBUTORS, LLC
CRD#: 4452 / SEC#: , 8-15264
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC LIFE INSURANCE COMPANY | PARENT OF APPLICANT | |
| DARE, BARBARA ALYCE | VICE PRESIDENT | 5074108 |
| KISSEL, GEOFFREY P | CHIEF EXECUTIVE OFFICER | 7499710 |
| LA ROQUE, SUZANNE MARIE | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 4222767 |
| SMITH, TREVOR TIMOTHY | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER | 4844953 |
| YAMAUCHI, STARLA CHIN | VICE PRESIDENT, CORPORATE SECRETARY | 7721024 |
Red Flags
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