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Errol J. Martin

BETA MANAGEMENT CONSULTING
THE WOODLANDS, TX
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CRD#: 2069532
EM

Professional summary


Errol Joseph Martin, who also goes by Errol J Martin, is a registered financial advisor currently at BETA MANAGEMENT CONSULTING located in The Woodlands, Texas.

Errol is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Errol has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Errol J Martin

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Errol Joseph Martin's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 14, 1995 - Present

BETA MANAGEMENT CONSULTING

RIA
CRD#: 131633
THE WOODLANDS, TX
Past

July 30, 1990 - October 23, 1991

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(1/14/1995)
IAR
Texas
(6/4/2009)

Exams


State Security Law Exam
IAR
Series 65
Date: 12/8/1994
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


BM
BETA MANAGEMENT CONSULTING
BETA MANAGEMENT CONSULTING | ERROL MARTIN | ERROL JOSEPH MARTIN DBA BETA-MANAGEMENT CONSULTING | BETA-MANAGEMENT CONSULTING

CRD#: 131633 / SEC#:

Louisiana
Registered Investment Advisory firm - (3/28/2011 Terminated)
Massachusetts
Registered Investment Advisory firm - (4/14/1994 Approved)
Texas
Registered Investment Advisory firm - (8/25/2005 Approved)
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Contact information


Main Address
Houston, TX
Mailing Address
P.o. Box 131431, Houston, TX 77219
Phone number
(832) 831-7031
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts95
AUM (Assets Under Management)$ 26,702,535

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BETA MANAGEMENT CONSULTING

CRD#: 131633The Woodlands, TX

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