Gordon R. Mackey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gordon Randolph Mackey was a registered financial professional .
Gordon is a previously registered financial professional and started their career in finance in 1990. Gordon had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2007 - December 31, 2012
GORDON R. MACKEY FINANCIAL SERVICES, LLC
February 2, 2000 - July 11, 2007
SECURITIES AMERICA ADVISORS, INC.
February 22, 1999 - July 11, 2007
SECURITIES AMERICA, INC.
June 10, 1998 - February 26, 1999
SUMMIT BROKERAGE SERVICES, INC.
July 19, 1990 - December 9, 1998
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GORDON R. MACKEY FINANCIAL SERVICES, LLC
CRD#: 145281 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
