Stacy L. Bliss

HERITAGE INVESTMENT GROUP

Pompano Beach, FL 33062

Some features on this profile are disabled

CRD#: 2069245

Professional summary

Stacy Lee Bliss, who also goes by Stacy Bliss, is a registered financial advisor currently at HERITAGE INVESTMENT GROUP, INC. located in Pompano Beach, Florida.

Stacy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Stacy has worked at 4 firms and has passed the Series 63, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stacy Bliss

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stacy Lee Bliss's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2007 - Present

HERITAGE INVESTMENT GROUP, INC.

Office #1: 2480 N.e. 23rd Street, Pompano Beach, FL 33062

RIA

CRD#: 113204

Pompano Beach, FL

Past

February 14, 1997 - November 28, 2006

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

BOCA RATON, FL

Past

February 7, 1997 - November 28, 2006

CHARLES SCHWAB & CO., INC.

CRD#: 5393

BOCA RATON, FL

Past

May 9, 1996 - July 11, 1997

EURO-ATLANTIC SECURITIES INC.

CRD#: 21367

BOCA RATON, FL

Past

July 10, 1992 - September 27, 1994

EURO-ATLANTIC SECURITIES INC.

CRD#: 21367

BOCA RATON, FL

Past

January 14, 1991 - July 27, 1992

J. W. GANT & ASSOCIATES, INC.

CRD#: 7963

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HERITAGE INVESTMENT GROUP, INC.

CRD#: 113204 / SEC#: 801-60396

RIA

Registered Investment Advisory firm - (7/16/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/4/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/8/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/19/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 11/3/2000

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 3/31/2000

General Securities Sales Supervisor - General Module Examination

Current Firm

HERITAGE INVESTMENT GROUP, INC.

CRD#: 113204 / SEC#: 801-60396

RIA

Registered Investment Advisory firm - (7/16/2001 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2480 N.e. 23rd Street, Pompano Beach, FL 33062

Mailing Address

Phone number

(954) 785-5400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HERITAGE 2025 REVISED FORM ADV PARTS 2A AND 2B (12/2/2025)

Regulatory assets under management

Total Number of Accounts	2,211
AUM (Assets Under Management)	$ 1,913,368,545

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/22/2025	Cover Page	Report
10/04/2024	Cover Page	Report
01/19/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Charles Fischer

RAYMOND JAMES & ASSOCIATES, INC.

IAR

Boca Raton, FL

John Fricker

EQUITABLE ADVISORS, LLC

IAR

Ft. Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Stacy L. Bliss

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stacy Lee Bliss's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

EURO-ATLANTIC SECURITIES INC.

EURO-ATLANTIC SECURITIES INC.

J. W. GANT & ASSOCIATES, INC.

Primary Firm SEC Registration

HERITAGE INVESTMENT GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/8/1991

Series 7

Date: 12/19/1990

Series 9

Date: 11/3/2000

Series 10

Date: 3/31/2000

Current Firm

HERITAGE INVESTMENT GROUP, INC.

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HERITAGE INVESTMENT GROUP, INC.

TRUST BUT VERIFY

Contact information

Similar Advisors