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SH

Stephen D. Highsmith

HIGHSMITH FINANCIAL PLANNING
Indianapolis, IN
Some features on this profile are disabled
CRD#: 2069148
SH

Professional summary

Stephen Dale Highsmith JR., CFP®, who also goes by Stephen Dale Highsmith Jr, Stephen Dale Highsmith, is a registered financial advisor currently at HIGHSMITH FINANCIAL PLANNING, LLC located in Indianapolis, Indiana.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Stephen has worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Stephen Dale Highsmith Jr | Stephen Dale Highsmith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Dale Highsmith JR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

February 16, 2010 - Present

HIGHSMITH FINANCIAL PLANNING, LLC

RIA
CRD#: 152282
Indianapolis, IN
Past

April 5, 2004 - November 14, 2005

FRANKLIN DISTRIBUTORS, LLC

BD
CRD#: 109064
SAN MATEO, CA
Past

October 20, 1993 - September 30, 2009

UNIFIED FINANCIAL SECURITIES, LLC

BD
CRD#: 7868
INDIANAPOLIS, IN
Past

November 25, 1991 - June 29, 1992

UNIFIED FINANCIAL SECURITIES, LLC

BD
CRD#: 7868
INDIANAPOLIS, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(2/16/2010)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/5/2010
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/2/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 11/22/1991
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/12/1992
General Securities Principal Examination

Current Firm

HF
HIGHSMITH FINANCIAL PLANNING, LLC
HIGHSMITH FINANCIAL PLANNING, LLC

CRD#: 152282 / SEC#:

Indiana
Registered Investment Advisory firm - (2/16/2010 Approved)
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Contact information

Main Address
Brownsburg, IN
Mailing Address
124 E. Northfield Drive, Ste. F, #103, Brownsburg, IN 46112
Phone number
(317) 340-4844
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

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Company Information

HIGHSMITH FINANCIAL PLANNING, LLC

CRD#: 152282Indianapolis, IN

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