Jonathan R. Evans
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Richard Evans, who also goes by Jon Richard Evans, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1990. Jonathan had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2015 - July 20, 2015
JWEST LLC
February 5, 2013 - January 2, 2015
JWEST LLC
September 1, 2009 - February 13, 2013
EDMUNDS WHITE PARTNERS LLC
June 6, 2002 - June 26, 2006
COKER & PALMER
August 7, 1996 - June 3, 2002
KEYBANC CAPITAL MARKETS INC.
July 5, 1990 - September 25, 1995
UNIFIED FINANCIAL SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JWEST LLC
CRD#: 165257 / SEC#: 801-77471
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
