Ronald R. Cournoyer

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CRD#: 2069022

Professional summary

Ronald Raymond Cournoyer was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Ronald is a previously registered financial advisor and started their career in finance in 1990. Prior to being barred, Ronald had worked at 9 firms, which includes J.P. TURNER & COMPANY L.L.C., RAYMOND JAMES FINANCIAL SERVICES INC., QUICK & REILLY INC., MORGAN STANLEY DW INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, IDS LIFE INSURANCE COMPANY, AMERIPRISE FINANCIAL SERVICES LLC, COMPASS SECURITIES CORPORATION, FORESTERS FINANCIAL SERVICES INC..

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 22, 2005 - August 17, 2005

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

ATLANTA, GA

Past

October 6, 2004 - December 17, 2004

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

EAST GREENWICH, RI

Past

October 10, 2003 - December 17, 2004

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

March 8, 2002 - September 11, 2003

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

May 11, 1998 - November 16, 2000

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

March 16, 1994 - May 6, 1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

February 22, 1993 - February 15, 1994

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

February 22, 1993 - February 15, 1994

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

December 1, 1992 - December 31, 1992

COMPASS SECURITIES CORPORATION

CRD#: 16168

BRAINTREE, MA

Past

August 13, 1990 - April 16, 1991

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

EDISON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/23/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/11/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/11/1993

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/10/1990

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/13/2004

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/6/2004

General Securities Sales Supervisor - Options Module Examination

Current Firm

J.P. TURNER & COMPANY, L.L.C.

J.P. TURNER & COMPANY | J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177 / SEC#: , 8-50156

Terminated by SEC on 04/04/2016

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Contact information

Main Address

Mailing Address

Phone number

Established

Georgia since 04/11/1997

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
BRAVES AQUISITION LLC	MEMBER
SHELSON, MARK PAUL	CORPORATE TREASURER	1819252
WOLL, EDWARD BARNETT	CHIEF COMPLIANCE OFFICER	1096606

Disclosures

Regulatory Event	30
Arbitration	12

Red Flags

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Firm Stability Insights

Ronald R. Cournoyer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

QUICK & REILLY, INC.

MORGAN STANLEY DW INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

COMPASS SECURITIES CORPORATION

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/23/2004

Series 63

Date: 9/11/1990

Series 7

Date: 3/11/1993

Series 6

Date: 8/10/1990

Series 10

Date: 1/13/2004

Series 9

Date: 1/6/2004

Current Firm

J.P. TURNER & COMPANY, L.L.C.

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

J.P. TURNER & COMPANY, L.L.C.

TRUST BUT VERIFY

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