Daniel J. Ferry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel John Ferry JR was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1965. Daniel had worked at 3 firms and has passed the Series 63, SIE, Series 1, Series 27 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2020 - February 19, 2020
J.A. GLYNN INVESTMENTS, LLC.
March 18, 2013 - February 17, 2021
JAG CAPITAL MANAGEMENT LLC
October 14, 1997 - May 14, 2013
J.A. GLYNN INVESTMENTS, LLC.
May 11, 1988 - December 31, 2019
J.A. GLYNN INVESTMENTS, LLC.
September 23, 1965 - May 12, 1988
THE HEITNER CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 8/13/1964
Registered Representative ExaminationSeries 00
Date: 9/9/1972
General Securities Principal ExaminationCurrent Firm
J.A. GLYNN INVESTMENTS, LLC.
CRD#: 22011 / SEC#: 801-53844, 8-39465
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J.A. GLYNN & CO. | PARENT | |
| CONLEY, NORMAN BENEDICT III | PRESIDENT, CHIEF EXECUTIVE OFFICER,CHAIRMAN, CCO | 2543624 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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