DH
David J. Heim
STRATEGIC WEALTH ADVISORS GROUP
Nixa, MO
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CRD#: 2068976
DH
Professional summary
David Jeffery Heim, who also goes by Dave Heim, is a registered financial advisor currently at STRATEGIC WEALTH ADVISORS GROUP, INC. located in Nixa, Missouri.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. David has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dave Heim
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Heim Financial Solutions
Investment Related
502 Willowdale Ct, Nixa, MO 65714
75% of time spent
Co-Owner/Agent
CRS (Client Relationship Summary) - RIA
Click below to view David Jeffery Heim's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 13, 2018 - Present
STRATEGIC WEALTH ADVISORS GROUP, INC.
RIA
CRD#: 285863
Nixa, MO
Past
January 15, 2010 - November 29, 2017
UNITED ADVISORS AMERICA
RIA
CRD#: 147350
Nixa, MO
Past
July 24, 1997 - March 31, 2008
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NIXA, MO
Past
July 5, 1990 - February 7, 1995
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
July 5, 1990 - February 7, 1995
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
STRATEGIC WEALTH ADVISORS GROUP, INC.
STRATEGIC WEALTH ADVISORS GROUP, INC.
CRD#: 285863 / SEC#: 801-130149
RIA
Registered Investment Advisory firm - (4/25/2024 Approved)Arkansas
Registered Investment Advisory firm - (5/8/2024 Terminated)Illinois
Registered Investment Advisory firm - (5/7/2024 Terminated)Indiana
Registered Investment Advisory firm - (5/9/2024 Terminated)Kansas
Registered Investment Advisory firm - (12/31/2018 Terminated)Michigan
Registered Investment Advisory firm - (5/21/2024 Terminated)Missouri
Registered Investment Advisory firm - (5/7/2024 Terminated)North Carolina
Registered Investment Advisory firm - (5/10/2024 Terminated)Ohio
Registered Investment Advisory firm - (5/8/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arkansas(3/1/2018)
IAR
Missouri(2/13/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
SW
STRATEGIC WEALTH ADVISORS GROUP, INC.
STRATEGIC WEALTH ADVISORS GROUP, INC.
CRD#: 285863 / SEC#: 801-130149
RIA
Registered Investment Advisory firm - (4/25/2024 Approved)Arkansas
Registered Investment Advisory firm - (5/8/2024 Terminated)Illinois
Registered Investment Advisory firm - (5/7/2024 Terminated)Indiana
Registered Investment Advisory firm - (5/9/2024 Terminated)Kansas
Registered Investment Advisory firm - (12/31/2018 Terminated)Michigan
Registered Investment Advisory firm - (5/21/2024 Terminated)Missouri
Registered Investment Advisory firm - (5/7/2024 Terminated)North Carolina
Registered Investment Advisory firm - (5/10/2024 Terminated)Ohio
Registered Investment Advisory firm - (5/8/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8667 Hall Road, Utica, MI 48317
Mailing Address
Phone number
(586) 203-2275
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 815 |
| AUM (Assets Under Management) | $ 140,150,911 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
