Peter G. Chiang
Professional summary
Peter Gapp Chiang JR was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Peter Gapp Chiang JR, who also goes by Peter Gapp Chiang, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1993. Peter had worked at 11 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2015 - December 23, 2020
LAUREL WEALTH ADVISORS, INC.
June 28, 2011 - April 14, 2014
CORE INVESTMENT MANAGEMENT
June 24, 2011 - June 6, 2012
PURSHE KAPLAN STERLING INVESTMENTS
June 1, 2009 - July 22, 2011
MORGAN STANLEY
June 1, 2009 - July 22, 2011
MORGAN STANLEY
January 16, 2009 - June 1, 2009
MORGAN STANLEY & CO. LLC
January 16, 2009 - June 1, 2009
MORGAN STANLEY & CO. LLC
August 12, 2006 - January 26, 2009
UBS FINANCIAL SERVICES INC.
August 12, 2006 - January 26, 2009
UBS FINANCIAL SERVICES INC.
June 4, 2001 - August 12, 2006
PIPER SANDLER & CO.
May 18, 2001 - August 12, 2006
PIPER SANDLER & CO.
May 2, 2001 - May 29, 2001
WELLS FARGO INVESTMENTS, LLC
November 3, 1997 - May 2, 2001
WELLS FARGO SECURITIES INC.
July 31, 1993 - November 11, 1997
CITIGROUP GLOBAL MARKETS INC.
July 8, 1993 - July 31, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
LAUREL WEALTH ADVISORS, INC.
CRD#: 157139 / SEC#: 801-72334
Contact information
Regulatory assets under management
| Total Number of Accounts | 5,198 |
| AUM (Assets Under Management) | $ 2,383,239,170 |
Red Flags
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