Laurie E. Palmquist
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laurie E Palmquist, who also goes by Laurie E Guenther, Laurie Ellen Guenther, was a registered financial professional .
Laurie is a previously registered financial professional and started their career in finance in 1990. Laurie had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2016 - February 14, 2020
ECONOLOGICS FINANCIAL ADVISORS
January 4, 1996 - January 2, 2002
FIDELITY BROKERAGE SERVICES LLC
September 10, 1994 - December 19, 1995
CAPITAL BROKERAGE CORPORATION
December 11, 1990 - August 25, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
ECONOLOGICS FINANCIAL ADVISORS
CRD#: 125738 / SEC#: 801-79018
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ECONOLOGICS FINANCIAL ADVISORS
CRD#: 125738 / SEC#: 801-79018
Contact information
SEC notice filing (36 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 525 |
| AUM (Assets Under Management) | $ 140,813,094 |
Red Flags
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