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GG

Gregory Thomas Gorlinski

CRD# 2068899·Registered 1990 - 2024
Previously Registered: Being a previously registered professional could mean that Gregory is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gregory Thomas Gorlinski was a registered financial advisor. Gregory was a previously registered financial professional and started their career in finance 1990 - 2024. Gregory had worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

CIBC WORLD MARKETS CORP.·CRD# 630
BD
Milwaukee, WI
September 9, 2019 - April 5, 2024
CLEARY GULL INC.·CRD# 45309
BD
Milwaukee, WI
April 1, 2002 - September 19, 2019
TUCKER ANTHONY INCORPORATED·CRD# 837
BD
Boston, MA
November 1, 1999 - December 31, 2001
CLEARY GULL INC.·CRD# 45309
BD
Milwaukee, WI
November 27, 1998 - November 1, 1999
CLEARY GULL REILAND & MCDEVITT INC.·CRD# 18716
BD
Milwaukee, WI
December 17, 1997 - November 27, 1998
RODMAN & RENSHAW INC.·CRD# 724
BD
Chicago, IL
August 28, 1990 - June 10, 1996

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Current Firm

CW
CIBC WORLD MARKETS CORP.

CIBC OPPENHEIMER | OPPENHEIMER & CO., INC. | CIBC WORLD MARKETS CORP. | CIBC WORLD MARKETS | CIBC OPPENHEIMER CORP.

CRD#: 630 / SEC#: 8-18333
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

300 Madison Avenue Sixth Floor, New York, NY 10017

Mailing Address

300 Madison Avenue Sixth Floor, New York, NY 10017

Phone Number

(212) 856-4000

Established

Delaware since 07/31/1969

Firm Type

Corporation

Fiscal Year End

October

Firm Size

Large

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CIBC INC.100% SHAREHOLDER—
CONSOLA, PATRICK DCHIEF COMPLIANCE OFFICER1133831
DUBCZAK, ROMAN STEPANDIRECTOR5511542
GRIFFITH, MARVIN SCOTTPRINCIPAL FINANCIAL OFFICER1670889
PERRY, ACHILLES MGENERAL COUNSEL, ASSISTANT SECRETARY, DIRECTOR4183476
PRICE, ERIC SCHIEF EXECUTIVE OFFICER & PRESIDENT1985843
TRABOULSI, ALFREDMANAGING DIRECTOR, HEAD US INVESTMENT BANKING6594715
ZELLERMAYER, MICHAELPRINCIPAL OPERATIONS OFFICER1662785

Disclosures

Regulatory Event

76

Arbitration

86

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1990About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1990About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2018About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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