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SL

Sharon D. Lawrance

Some features on this profile are disabled
CRD#: 2068843
SL

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Sharon Dawn Lawrance was a registered financial professional .

Sharon is a previously registered financial professional and started their career in finance in 1995. Sharon had worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 55 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 20, 2017 - July 21, 2022

ATREYU TRADING

BD
CRD#: 175371
New York, NY
Past

July 7, 2009 - December 2, 2010

BIDS TRADING L.P.

BD
CRD#: 141296
NEW YORK, NY
Past

November 28, 1997 - April 14, 2008

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

April 6, 1995 - September 1, 1998

SALOMON BROTHERS INC.

BD
CRD#: 740
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 6/28/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/20/2017
General Securities Representative Examination
General Industry/Product Exam
RR
Series 55
Date: 3/30/2006
Limited Representative-Equity Trader Exam
Principal/Supervisory Exam
RR
Series 24
Date: 1/22/2003
General Securities Principal Examination

Current Firm

AT
ATREYU TRADING
ATREYU GROUP LLC | ATREYU TRADING

CRD#: 175371 / SEC#: , 8-69593

BD
Terminated by SEC on 11/15/2024
PREMIUM
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 12/18/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
ATREYU GROUP HOLDINGS CORPORATIONMEMBER
BRANT, DAVID ROBERTFINOP2718478
CARROLL, KEVIN JAMESCHIEF OPERATING OFFICER2227916
MARTEL, LAWRENCE GILBERTCHIEF EXECUTIVE OFFICER, CCO AND AML2177025

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ATREYU TRADING

CRD#: 175371

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