GS
Gregory W. Schlaudecker
ADAPTFIRST INVESTMENTS LLC
Jamestown, NC 27282
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CRD#: 2068741
GS
Professional summary
Gregory William Schlaudecker, who also goes by Gregg Schlaudecker, Gregory W Schlaudecker, is a registered financial advisor currently at ADAPTFIRST INVESTMENTS LLC located in Jamestown, North Carolina.
Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Gregory has worked at 9 firms and has passed the Series 65, Series 63, Series 99TO, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gregg Schlaudecker | Gregory W Schlaudecker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. AdaptFirst Investments, LLC. Investment Related. 4226 Starmount Drive, Greensboro, NC 27410. RIA. IAR. 03/2018. 32 Hrs/Mo; 28 Hrs During Trading Hours. Investment Adviser Rep. 2. Emerald College Planning, LLC. Not Investment Related. 2609 Glasshouse Road, Jamestown, NC 27282. Provide Advice and Service to Clients about most Effective ways to Reduce Family's Out-of-Pocket College Expenses. Owner/Operator. 02/2009. 53 Hrs/Mo; 28 Hrs During Trading Hours. All Aspects of Running a College Funding Advisory Business. 3. Financial Service Advisors Council, Greensboro Chapter. Not Investment Related. 2609 Glasshouse Road, Jamestown, NC 27282. Professional Association. Controller. 12/2015. 53 Hrs/Mo; 20 Hrs During Trading Hours. Chapter Executive for the Greensboro Chapter, a Multi-Disciplinary Network of Credentialed Financial Professionals. Manage all Chapter Events and Communications and Finances. 4. Greensboro Leads Group. Not Investment Related. 700 North Eugene Street, Greensboro, NC 27401. Networking Group. Treasurer. 2/2017. 8 Hrs/Mo; 4 Hrs During Trading Hours. Bookkeeping. 5. Meadow at Jamestown HOA. Not Investment Related. MAJ HOA c/o HOAM INc, 315 Pomona Drive, Greensboro, NC 27407. HOA. Board President. 11/2020. 2 Hrs/Mo; 0 During Trading Hours. Filed Complaints, Welcome Neighbors, Manage Management Company, and Lead Board. 6. PKS Financial. Investment Related. 80 State Street, Albany, NY 12207. Fixed/Traditional Insurance. Agent. 2/2021. 4 Hrs/Mo; All During Trading Hours. Sales of Fixed / Traditional Insurance Products. 7. Fixed Insurance. Investment Related. 2609 Glasshouse Road, Jamestown, NC 27282. Fixed/Traditional Insurance. Agent. 6/1998. 4 Hrs/Mo; All During Trading Hours. Sales of Fixed / Traditional Insurance Products. 8. Tax Preparation. Non- Non-Investment Related. Tax Preparer. 5% of the adviser's time during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory William Schlaudecker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 15, 2018 - Present
ADAPTFIRST INVESTMENTS LLC
Office #1: 2609 Glasshouse Rd, Ste 107, Jamestown, NC 27282RIA
CRD#: 289096
Jamestown, NC
Past
February 19, 2021 - September 24, 2024
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Greensboro, NC
Past
January 28, 2004 - March 15, 2018
INTERCAROLINA FINANCIAL SERVICES, INC.
RIA
CRD#: 19475
GREENSBORO, NC
Past
January 28, 2004 - November 13, 2020
INTERCAROLINA FINANCIAL SERVICES, INC.
BD
CRD#: 19475
JAMESTOWN, NC
Past
November 24, 1998 - January 13, 2004
1717 CAPITAL MANAGEMENT COMPANY
RIA
CRD#: 4082
GREENSBORO, NC
Past
March 18, 1998 - January 13, 2004
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
NEWARK, DE
Past
July 17, 1995 - March 18, 1998
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
July 17, 1995 - March 18, 1998
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Past
April 8, 1993 - July 21, 1995
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
July 30, 1990 - February 11, 1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
July 30, 1990 - February 11, 1993
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(3/15/2018)
IAR
Ohio(3/16/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
AI
ADAPTFIRST INVESTMENTS LLC
ADAPTFIRST INVESTMENTS LLC | ADAPTFIRST- TAX AND INVESTMENTS
CRD#: 289096 / SEC#:
California
Registered Investment Advisory firm - (2/23/2021 Approved)Florida
Registered Investment Advisory firm - (6/6/2022 Approved)Georgia
Registered Investment Advisory firm - (7/31/2023 Approved)Indiana
Registered Investment Advisory firm - (6/12/2023 Approved)Maryland
Registered Investment Advisory firm - (1/25/2021 Approved)New York
Registered Investment Advisory firm - (10/14/2020 Approved)North Carolina
Registered Investment Advisory firm - (8/9/2017 Approved)Ohio
Registered Investment Advisory firm - (9/1/2020 Approved)South Carolina
Registered Investment Advisory firm - (4/16/2021 Approved)Texas
Registered Investment Advisory firm - (2/16/2023 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Kernersville, NC
Mailing Address
Phone number
(336) 759-0300
Established
Firm type
Fiscal year end
# of Employees
12
Regulatory assets under management
| Total Number of Accounts | 856 |
| AUM (Assets Under Management) | $ 82,650,669 |
Red Flags
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Company Information
ADAPTFIRST INVESTMENTS LLC
CRD#: 289096Jamestown, NC 27282TRUST BUT VERIFY
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