Steven C. Jensen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Charles Jensen, who also goes by Steve Yensen, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1990. Steven had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2011 - August 7, 2020
MISSIONSQUARE RETIREMENT
February 19, 1998 - August 7, 2020
MISSIONSQUARE INVESTMENT SERVICES
January 15, 1993 - February 10, 1998
ROBERT W. BAIRD & CO. INCORPORATED
January 15, 1993 - June 8, 1998
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
August 27, 1990 - June 13, 1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
August 27, 1990 - June 13, 1991
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 58,580 |
| AUM (Assets Under Management) | $ 5,959,398,729 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
