Charles E. Oliver

TRANSCENDENT CAPITAL GROUP

Edmond, OK 73034

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CRD#: 2068440

Professional summary

Charles Earl Oliver, who also goes by Charles E Oliver, is a registered financial advisor currently at TRANSCENDENT CAPITAL GROUP located in Edmond, Oklahoma.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Charles has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charles E Oliver

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Earl Oliver's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 26, 2022 - Present

TRANSCENDENT CAPITAL GROUP

Office #1: 1008 South Bryant Avenue Suite 250, Edmond, OK 73034

RIA

CRD#: 316872

Edmond, OK

Past

October 1, 2004 - January 19, 2022

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

EDMOND, OK

Past

September 29, 2004 - January 19, 2022

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

EDMOND, OK

Past

June 13, 2003 - October 12, 2004

T.S. PHILLIPS INVESTMENTS, INC.

CRD#: 124348

OKLAHOMA CITY, OK

Past

December 8, 1999 - October 12, 2004

PHILLIPS CAPITAL ADVISORS, INC.

RIA

CRD#: 115758

OKLAHOMA CITY, OK

Past

April 25, 1995 - June 16, 2003

WFG INVESTMENTS, INC.

CRD#: 22704

DALLAS, TX

Past

March 27, 1995 - April 18, 1995

WFG INVESTMENTS, INC.

CRD#: 22704

Past

October 10, 1990 - March 30, 1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRANSCENDENT CAPITAL GROUP

TRANSCENDENT CAPITAL GROUP | TRANSCENDENT CAPITAL GROUP LLC

CRD#: 316872 / SEC#: 801-122512

RIA

Registered Investment Advisory firm - (10/15/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(1/26/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/13/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/30/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/23/1990

General Securities Representative Examination

Current Firm

TRANSCENDENT CAPITAL GROUP

TRANSCENDENT CAPITAL GROUP | TRANSCENDENT CAPITAL GROUP LLC

CRD#: 316872 / SEC#: 801-122512

RIA

Registered Investment Advisory firm - (10/15/2021 Approved)

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Contact information

Main Address

1008 South Bryant Avenue Suite 250, Edmond, OK 73034

Mailing Address

Phone number

(405) 341-9188

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TCG ADV PART 2A (3/5/2025)

Regulatory assets under management

Total Number of Accounts	1,229
AUM (Assets Under Management)	$ 312,086,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Charles E. Oliver

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Earl Oliver's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

T.S. PHILLIPS INVESTMENTS, INC.

PHILLIPS CAPITAL ADVISORS, INC.

WFG INVESTMENTS, INC.

WFG INVESTMENTS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

TRANSCENDENT CAPITAL GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 4/13/1992

Series 63

Date: 7/30/1990

SIE

Date: 10/1/2018

Series 7

Date: 7/23/1990

Current Firm

TRANSCENDENT CAPITAL GROUP

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRANSCENDENT CAPITAL GROUP

TRUST BUT VERIFY

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