Robert K. Allaire
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Keith Allaire, who also goes by Robert Allaire, Robert Machosky, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1990. Robert had worked at 8 firms and has passed the Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2006 - October 29, 2008
MORGAN STANLEY MARKET PRODUCTS INC.
February 16, 2006 - April 18, 2012
MORGAN STANLEY & CO. LLC
July 30, 2003 - November 30, 2005
REFCO SECURITIES, LLC
March 13, 2003 - July 18, 2003
ICAP SECURITIES USA LLC
October 17, 2000 - January 9, 2002
NOMURA SECURITIES INTERNATIONAL, INC.
September 6, 1991 - October 17, 2000
PERSHING LLC
December 4, 1990 - March 28, 1991
UBS FINANCIAL SERVICES INC.
June 21, 1990 - December 20, 1990
BGC FINANCIAL, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORGAN STANLEY MARKET PRODUCTS INC.
CRD#: 19794 / SEC#: , 8-37795
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY | BENEFICIAL OWNER | |
| DAFFRON, STEPHEN | CHIEF OPERATIONS OFFICER | 3219009 |
| DAURIA, JOSEPH RICHARD | VICE PRESIDENT | 2264916 |
| FANNING, JANE E | DIRECTOR AND VICE PRESIDENT | 4851381 |
| FEARON, CHARMAINE ROBERTA | VICE PRESIDENT | 4563789 |
| LALANDE, YANN JOSEPH | VICE PRESIDENT | 4219648 |
| LOCOSA, LAURA E | VICE PRESIDENT | 1349591 |
| MOORE, DAVID NEIL | DIRECTOR AND PRESIDENT | 2408228 |
| NAFTZGER, STEVEN THOMAS | VICE PRESIDENT | 4285833 |
| PALLADINO, LOUIS ANGELO | VICE PRESIDENT | 2630899 |
| PLATEL, SIMON NICHOLAS | VICE PRESIDENT | 4857171 |
| PRATA, BERNARDO E | VICE PRESIDENT | 2185678 |
| RICHTER, ROSEANNE NANCY | CHIEF COMPLIANCE OFFICER | 1771193 |
| SANDBERG, BRUCE R | VICE PRESIDENT | 1827143 |
| TANNENBAUM, ELLIOT IRA | VICE PRESIDENT | 4705433 |
| TEICHHOLTZ, COLIN H | DIRECTOR AND VICE PRESIDENT | 2269575 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
