JG
James E. Gasaway
GASAWAY INVESTMENT ADVISORS
Kalamazoo, MI 49009
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CRD#: 2068064
JG
Professional summary
James Edward Gasaway, CFP®, ChFC®, CLU®, who also goes by Jim Gasaway, is a registered financial advisor currently at GASAWAY INVESTMENT ADVISORS, INC. located in Kalamazoo, Michigan.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. James has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jim Gasaway
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1.) NAME OF OBA: REAL ESTATE; ADDRESS OF OBA: KALAMAZOO, MI AND ORANGE BEACH, AL; NATURE: PASSIVE MANAGEMENT AND COLLECTION OF RENT; INVESTMENT RELATED: YES; TITLE OR RELATIONSHIP WITH OBA: OWNER AND PROPRIETOR; DUTIES: PROPERTY OVERSIGHT AND COLLECTION OF RENT; START DATE: 05/1997; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (2.) NAME OF OBA: CALVIN UNIVERSITY; ADDRESS OF OBA: GRAND RAPIDS, MI 49546; NATURE: EDUCATION; DUTIES: TEACH RETIREMENT PLANNING AND GROUP BENEFITS CLASS; INVESTMENT RELATED: NO; TITLE WITH OBA: ADJUNCT PROFESSOR; START DATE: 01/2023; APPROX. NUMBER OF HOURS/MONTH: 60; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 30; (3.) NAME OF OBA: CENTER POINT CHURCH; ADDRESS OF OBA: KALAMAZOO, MI 49009; NATURE: CHURCH; DUTIES: EXECUTIVE BOARD MEMBER, GIVE GENERAL ADVICE; INVESTMENT RELATED: NO; RELATIONSHIP WITH OBA: EXECUTIVE COMMITTEE; START DATE: 08/2020; APPROX. NUMBER OF HOURS/MONTH: 5-6; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (4.) NAME OF OBA: RANDUG (RELIUS ADMINISTRATION NATIONAL DAILY USER GROUP); ADDRESS OF OBA: ALBUQUERQUE, NM 87199; NATURE: USERS GROUP OF TPA/ RECORDKEEPING SOFTWARE USERS; INVESTMENT RELATED: NO; RELATIONSHIP WITH OBA:BOARD MEMBER/ SPONSOR LIAISON; DUTIES: COMMUNICATE WITH SPONSORS; START DATE: 01/2022; APPROX. NUMBER OF HOURS/MONTH: 2; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 2; (5.) NAME OF OBA: CENTER POINT CHURCH FOUNDATION; ADDRESS OF OBA: KALAMAZOO, MI 49009; NATURE: CHURCH; INVESTMENT RELATED: YES; RELATIONSHIP WITH OBA: TREASURER; DUTIES: PROVIDE SERVICES; START DATE: 06/2024; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0
CRS (Client Relationship Summary) - RIA
Click below to view James Edward Gasaway's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 1, 2006 - Present
GASAWAY INVESTMENT ADVISORS, INC.
Office #1: 7110 Stadium Drive, Kalamazoo, MI 49009Office #2: 10500 Chicago Drive, Zeeland, MI 49464RIA
CRD#: 123807
Kalamazoo, MI
Past
June 14, 1990 - November 21, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GI
GASAWAY INVESTMENT ADVISORS, INC.
ALLIANCE RETIREMENT PLAN SOLUTIONS | GASAWAY INVESTMENT ADVISORS, INC. | GASAWAY & ASSOCIATES, INC.
CRD#: 123807 / SEC#: 801-121052
RIA
Registered Investment Advisory firm - (5/3/2021 Approved)Florida
Registered Investment Advisory firm - (9/3/2021 Terminated)Illinois
Registered Investment Advisory firm - (9/29/2021 Terminated)Michigan
Registered Investment Advisory firm - (9/3/2021 Terminated)Texas
Registered Investment Advisory firm - (9/3/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(8/25/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
GI
GASAWAY INVESTMENT ADVISORS, INC.
ALLIANCE RETIREMENT PLAN SOLUTIONS | GASAWAY INVESTMENT ADVISORS, INC. | GASAWAY & ASSOCIATES, INC.
CRD#: 123807 / SEC#: 801-121052
RIA
Registered Investment Advisory firm - (5/3/2021 Approved)Florida
Registered Investment Advisory firm - (9/3/2021 Terminated)Illinois
Registered Investment Advisory firm - (9/29/2021 Terminated)Michigan
Registered Investment Advisory firm - (9/3/2021 Terminated)Texas
Registered Investment Advisory firm - (9/3/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7110 Stadium Drive, Kalamazoo, MI 49009
Mailing Address
P.o. Box 10, Oshtemo, MI 49077
Phone number
(269) 324-0080
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 713 |
| AUM (Assets Under Management) | $ 162,423,538 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/05/2024 | ||
| 03/08/2024 | ||
| 02/17/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GASAWAY INVESTMENT ADVISORS, INC.
CRD#: 123807Kalamazoo, MI 49009TRUST BUT VERIFY
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