Jonathan W. Cheng

BREAKWATER INVESTMENT GROUP

NEWPORT BEACH, CA

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CRD#: 2067921

Professional summary

Jonathan Wee Cheng, CFP®, who also goes by Jonathan W Cheng, is a registered financial advisor currently at BREAKWATER INVESTMENT GROUP, LLC located in Newport Beach, California.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Jonathan has worked at 3 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jonathan W Cheng

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1 - GEE ENERGY ENTERPRISES, LLC - ASSISTANCE TO DEVELOPERS IN GREEN ENERGY PROJECT FINANCING - 2 HRS/WK - EXECUTIVE TEAM MEMBER - START DATE: 08/2013 - RENO, NV - NON-INVESTMENT RELATED ACTIVITY 2 - KAMAKA, LLC - ASSISTANCE TO DEVELOPERS IN GREEN ENERGY PROJECT FINANCING - 8 HRS/WK - CFOR - START DATE: 08/2013 - RENO, NV - NON-INVESTMENT RELATED ACTIVITY 3 - BLUE SKY GROWLIGHTS, LLC - AGRICULTURAL GROW LIGHTS - WORKING TO COMMERCIALIZE TWO PATENTS IN THE GROW LIGHT INDUSTRY - 2 HRS/WK - EXECUTIVE TEAM MEMBER - START DATE: 07/2010 - RENO, NV - NON-INVESTMENT RELATED ACTIVITY 4 - AVARIS - LED AND INDUCTION LIGHTING - 8 HR/WK - DIRECTOR OF FINANCE - START DATE: 05/2013 - RENO, NV - NON-INVESTMENT RELATED ACTIVITY

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Wee Cheng's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

July 15, 2004 - Present

BREAKWATER INVESTMENT GROUP, LLC

RIA

CRD#: 128747

NEWPORT BEACH, CA

Past

April 12, 1991 - July 22, 1992

INTREPID SECURITIES, INC.

CRD#: 19311

Past

July 11, 1990 - February 5, 1991

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/15/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/25/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 6/8/1990

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BREAKWATER INVESTMENT GROUP, LLC

BREAKWATER INVESTMENT GROUP | BREAKWATER INVESTMENT GROUP, LLC

CRD#: 128747 / SEC#:

California

Registered Investment Advisory firm - (7/15/2004 Approved)

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Contact information

Main Address

Newport Beach, CA

Mailing Address

Phone number

(949) 812-6945

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	53
AUM (Assets Under Management)	$ 61,913,551

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jonathan W. Cheng

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Wee Cheng's CRS (Customer Relationship Summary).

Certified licenses

Experience

BREAKWATER INVESTMENT GROUP, LLC

INTREPID SECURITIES, INC.

WOODBURY FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/25/1990

Series 6

Date: 6/8/1990

Current Firm

BREAKWATER INVESTMENT GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BREAKWATER INVESTMENT GROUP, LLC

TRUST BUT VERIFY

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