Kevin C. Birmingham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Charles Birmingham was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 2001. Kevin had worked at 6 firms and has passed the Series 66, SIE, Series 6, Series 7 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2018 - April 6, 2020
NESTEGGS, INC.
June 17, 2016 - January 4, 2017
ASSETMARK BROKERAGE, LLC
November 11, 2015 - January 4, 2017
ASSETMARK, INC.
January 10, 2007 - October 1, 2015
ARIS WEALTH SERVICES INC
April 23, 2003 - April 4, 2005
PNC CAPITAL MARKETS LLC
June 14, 2001 - August 29, 2002
SAFEGUARD SECURITIES, INC.
Primary Firm SEC Registration
NESTEGGS, INC.
CRD#: 133507 / SEC#: 801-63869
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 5/31/1990
Non-Member General Securities ExaminationCurrent Firm
NESTEGGS, INC.
CRD#: 133507 / SEC#: 801-63869
Contact information
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 608 |
| AUM (Assets Under Management) | $ 724,718,727 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
