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RF

Ruben G. Fernandez

MERIDIAN WEALTH MANAGEMENT
Tucson, AZ 85711
Some features on this profile are disabled
CRD#: 206736
RF

Professional summary

Ruben Guillermo Fernandez is a registered financial advisor currently at MERIDIAN WEALTH MANAGEMENT, LLC located in Tucson, Arizona.

Ruben is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1970. Ruben has worked at 10 firms and has passed the Series 65, Series 66, Series 63, SIE, PC, Series 1 and Series 00 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ruben Guillermo Fernandez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 21, 2020 - Present

MERIDIAN WEALTH MANAGEMENT, LLC

Office #1: 5210 East Williams Circle, Suite 820, Tucson, AZ 85711
RIA
CRD#: 151523
Tucson, AZ
Past

June 21, 2006 - March 6, 2020

GREENBERG FINANCIAL GROUP

BD
CRD#: 38747
TUCSON, AZ
Past

January 4, 2006 - June 16, 2006

RBC CAPITAL MARKETS, LLC

RIA
CRD#: 31194
TUCSON, AZ
Past

August 11, 1998 - February 28, 2005

RBC CAPITAL MARKETS, LLC

RIA
CRD#: 31194
TUCSON, AZ
Past

March 2, 1998 - June 16, 2006

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
TUCSON, AZ
Past

January 2, 1998 - March 2, 1998

DAIN RAUSCHER INCORPORATED

BD
CRD#: 7600
Past

May 31, 1991 - January 2, 1998

RAUSCHER PIERCE REFSNES, INC.

BD
CRD#: 6663
DALLAS, TX
Past

April 8, 1988 - June 21, 1991

SUTRO & CO. INCORPORATED

BD
CRD#: 801
SAN FRANCISCO, CA
Past

October 1, 1984 - March 29, 1988

TUCKER ANTHONY INCORPORATED

BD
CRD#: 837
Past

February 24, 1978 - October 11, 1984

MORGAN STANLEY DW INC.

BD
CRD#: 7556
Past

May 16, 1973 - February 24, 1978

DEAN WITTER & CO. INCORPORATED

BD
CRD#: 6466
Past

April 7, 1970 - May 16, 1973

DEAN WITTER & CO. INCORPORATED

BD
CRD#: 209

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MERIDIAN WEALTH MANAGEMENT, LLC
MERIDIAN WEALTH MANAGEMENT, LLC | VARSITY WEALTH

CRD#: 151523 / SEC#: 801-70676

RIA
Registered Investment Advisory firm - (10/14/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(8/21/2020)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/14/2020
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 12/16/2005
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 3/30/1982
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
PC
Date: 2/6/1979
AMEX Put and Call Exam
General Industry/Product Exam
RR
Series 1
Date: 3/16/1970
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 00
Date: 2/23/1974
General Securities Principal Examination

Current Firm

MW
MERIDIAN WEALTH MANAGEMENT, LLC
MERIDIAN WEALTH MANAGEMENT, LLC | VARSITY WEALTH

CRD#: 151523 / SEC#: 801-70676

RIA
Registered Investment Advisory firm - (10/14/2009 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
100 W Main Street Suite 450, Lexington, KY 40507
Mailing Address
Phone number
(859) 543-4516
Established
Firm type
Fiscal year end
# of Employees
64

SEC notice filing (47 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MERIDIAN WEALTH MANAGEMENT FORM ADV PART 2A 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts8,802
AUM (Assets Under Management)$ 3,885,527,411

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MERIDIAN WEALTH MANAGEMENT, LLC

CRD#: 151523Tucson, AZ 85711

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