Timothy Andrew Gee
Professional Summary
Timothy Andrew Gee, who also goes by Timothy A Gee, was a registered financial advisor. Timothy was a previously registered financial professional and started their career in finance 1993 - 2023. Timothy had worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 3, Series 7, Series 23, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Timothy A Gee
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
CVEX MARKETS LLC
Contact Information
Established
Delaware since 04/26/2018Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CVEX GROUP, INC. | SOLE MEMBER | — |
| BELEW, CHRISTOPHER MICHAEL | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | 6961894 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Feb 2004Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Oct 2003About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jul 2003About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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