Thomas A. Mcdevitt
Professional summary
Thomas Anthony Mcdevitt was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Thomas Anthony Mcdevitt was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1990. Thomas had worked at 6 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 2014 - December 31, 2017
PENN GUARDIAN INVESTMENT COUNSEL, LLC
May 11, 2012 - May 19, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
May 11, 2012 - May 19, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
August 27, 2010 - May 15, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 27, 2010 - May 15, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 22, 2005 - September 1, 2010
WELLS FARGO CLEARING SERVICES, LLC
February 18, 2005 - September 1, 2010
WELLS FARGO CLEARING SERVICES, LLC
March 17, 2004 - February 22, 2005
A. G. EDWARDS & SONS, INC.
March 4, 2004 - February 22, 2005
A. G. EDWARDS & SONS, INC.
May 2, 1997 - March 13, 2001
UBS FINANCIAL SERVICES INC.
July 30, 1990 - May 6, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PENN GUARDIAN INVESTMENT COUNSEL, LLC
CRD#: 171339 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
