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Gary Stanley Howarth

CRD# 2067166·Registered 1994 - 2018
Barred: Gary Stanley Howarth was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Gary Stanley Howarth was a registered financial advisor. Gary was a previously registered financial professional and started their career in finance 1994 - 2018. Gary had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

HOWARTH FINANCIAL SERVICES LLC·CRD# 132794
RIA
Portland, OR
October 17, 2007 - February 22, 2018
CONTINUITY WEALTH MANAGEMENT, CORP.·CRD# 111010
RIA
Bainbridge Island, WA
February 18, 2003 - November 18, 2005
CAMBRIDGE INVESTMENT RESEARCH, INC.·CRD# 39543
RIA
Bainbridge Island, WA
May 3, 2002 - December 31, 2002
CAMBRIDGE INVESTMENT RESEARCH, INC.·CRD# 39543
BD
Bainbridge Island, WA
May 3, 2002 - November 18, 2005
MONEY CONCEPTS CAPITAL CORP·CRD# 12963
BD
Palm Beach Gardens, FL
September 17, 2001 - May 10, 2002
WAMU INVESTMENTS, INC.·CRD# 599
BD
Irvine, CA
November 10, 1998 - September 12, 2001
OSAIC WEALTH, INC.·CRD# 23131
BD
Scottsdale, AZ
November 21, 1996 - August 4, 1997
LPL FINANCIAL LLC·CRD# 6413
BD
Fort Mill, SC
June 12, 1995 - September 25, 1996
EDWARD JONES·CRD# 250
BD
St. Louis, MO
February 14, 1994 - May 25, 1995

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Current Firm

HF
HOWARTH FINANCIAL SERVICES LLC

GARY HOWARTH DBA: HOWARTH FINANCIAL SERVICES | HOWARTH, GARY, STANLEY | HOWARTH, GARY STANLEY | HOWARTH FINANCIAL SERVICES LLC | HOWARTH FINANCIAL SERVICES | HOWARTH FINANCIAL PLANNING & INVESTMENTS

CRD#: 132794

Contact Information

Main Address

Portland, OR

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1994About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1994About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 1995About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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GH
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