Bradley T. Shaw
Professional summary
Bradley Thomas Shaw, who also goes by Shaw, is a registered financial professional currently at CLICK CAPITAL MARKETS located in Scottsdale, Arizona.
Bradley is registered as a RR (Registered Representative) and started their career in finance in 1990. Bradley has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bradley Thomas Shaw's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 30, 2017 - Present
CLICK CAPITAL MARKETS
Office #1: 9835 E Bell Road Suite 110, Scottsdale, AZ 85260June 19, 2003 - December 10, 2003
GIRARD SECURITIES, INC.
October 18, 2000 - June 15, 2001
PEACOCK, HISLOP, STALEY & GIVEN, INC.
January 5, 1999 - February 12, 2001
PARADISE VALLEY SECURITIES, INC.
August 10, 1994 - January 5, 1999
SPELMAN & CO., INC.
November 21, 1991 - August 13, 1994
FRANKLIN-LORD, INC.
November 29, 1990 - November 22, 1991
FIRST AMERICAN BILTMORE SECURITIES, INC.
June 21, 1990 - November 23, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/16/2018)
Exams
FINRA
Current Firm
CLICK CAPITAL MARKETS
CRD#: 168376 / SEC#: , 8-69304
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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