Judson D. Mallard
Professional summary
Judson Dean Mallard, CFP®, ChFC® is a registered financial advisor currently at VISION FINANCIAL CONCEPTS located in Athens, Georgia.
Judson is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Judson has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7, Series 6, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Judson Dean Mallard's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2001
Experience
March 14, 2003 - Present
VISION FINANCIAL CONCEPTS
Office #1: 855 Sunset Dr. Suite 7, Athens, GA 30606October 31, 2005 - August 25, 2021
OSAIC SERVICES, INC.
April 3, 1995 - October 31, 2005
SUNAMERICA SECURITIES, INC.
November 22, 1993 - June 28, 1995
IFG NETWORK SECURITIES, INC.
July 10, 1990 - November 18, 1993
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/14/2003)
Exams
Series 7TO
Date: 7/6/2022
General Securities Representative ExaminationSeries 6TO
Date: 7/6/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
VISION FINANCIAL CONCEPTS
CRD#: 124611 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 69 |
| AUM (Assets Under Management) | $ 5,018,444 |
Red Flags
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Company Information
VISION FINANCIAL CONCEPTS
CRD#: 124611Athens, GA 30606TRUST BUT VERIFY
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