James E. Hiers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Edward Hiers, who also goes by Ed Hiers, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1990. James had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2019 - November 1, 2023
FOLIONET FINANCIAL LLC
September 11, 2015 - June 24, 2019
ARCA CAPITAL INVESTMENTS, INC.
January 1, 2002 - September 10, 2015
VFINANCE INVESTMENTS, INC
October 23, 1997 - January 1, 2002
FIRST COLONIAL SECURITIES
December 6, 1995 - December 31, 1998
TDI, INCORPORATED
August 1, 1995 - October 31, 1997
MEYERS POLLOCK ROBBINS, INC.
October 5, 1994 - July 17, 1995
TDI, INCORPORATED
July 3, 1990 - October 3, 1994
MURCHISON INVESTMENT BANKERS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FOLIONET FINANCIAL LLC
CRD#: 283965 / SEC#: , 8-69775
Contact information
FINRA licenses (20 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
