Steven J. Pettinato
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven James Pettinato, who also goes by Steven Pettinato, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 2011. Steven had worked at 2 firms and has passed the SIE, Series 56, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2016 - April 25, 2017
G2 TRADING LLC
January 10, 2011 - August 26, 2014
ARCHELON LLC
State Registrations and Notice Filings
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Exams
Series 56
Date: 11/17/2011
Proprietary Trader Qualification ExaminationCurrent Firm
G2 TRADING LLC
CRD#: 159978 / SEC#: , 8-69026
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
