Michael D. Miley

NEW VIEW FINANCIAL

AUBURN HILLS, MI 48326

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CRD#: 2066547

Professional summary

Michael David Miley is a registered financial advisor currently at NEW VIEW FINANCIAL, LLC located in Auburn Hills, Michigan.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Michael has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SALES AND MARKETING OF COLLECTIBLE STAMPS. SELLING MY OWN AND CONSIGNED INVENTORY THROUGH CLUB SHOWS and EBAY. BUSINESS NAMES INCLUDE: Miley Stamps and Miley Stamps and Covers. I DO NOT MARKET OR SOLICIT TO INVESTMENT CLIENTS. I DO NOT COMBINE STAMP AND INVESTMENT ADVERTISING/MARKETING TO THE PUBLIC. Start date: 1/2/18, approx. 20 hrs/mo, none during mkt hrs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael David Miley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 12, 2018 - Present

NEW VIEW FINANCIAL, LLC

Office #1: 2545 N Opdyke Rd, Suite 101, Auburn Hills, MI 48326

RIA

CRD#: 299117

AUBURN HILLS, MI

Past

December 22, 2010 - December 31, 2011

SPC

RIA

CRD#: 110692

BLOOMFIELD HILLS, MI

Past

June 13, 2006 - December 13, 2018

SIGMA FINANCIAL CORPORATION

CRD#: 14303

PONTIAC, MI

Past

April 19, 2006 - June 13, 2006

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Past

October 2, 1990 - April 3, 1995

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

June 14, 1990 - July 2, 1990

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

EDISON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(12/12/2018)

IAR

Texas
(12/8/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/28/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/21/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/23/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/18/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

NEW VIEW FINANCIAL, LLC

NEW VIEW FINANCIAL | NEW VIEW FINANCIAL, LLC

CRD#: 299117 / SEC#:

Michigan

Registered Investment Advisory firm - (12/4/2018 Approved)

Texas

Registered Investment Advisory firm - (7/17/2023 Conditional Restricted)

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Contact information

Main Address

2545 N Opdyke Rd, Suite 101, Auburn Hills, MI 48326

Mailing Address

Phone number

(248) 954-4522

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	145
AUM (Assets Under Management)	$ 21,584,411

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael D. Miley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael David Miley's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPC

SIGMA FINANCIAL CORPORATION

PFS INVESTMENTS INC.

MML INVESTORS SERVICES, LLC

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/28/2018

Series 63

Date: 4/21/2006

SIE

Date: 10/1/2018

Series 7

Date: 4/23/2009

Series 6

Date: 4/18/2006

Current Firm

NEW VIEW FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NEW VIEW FINANCIAL, LLC

TRUST BUT VERIFY

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