Craig Scott Phillips
AIF®, CFP®Professional Summary
Craig Scott Phillips, AIF®, CFP® is a registered financial advisor currently at CLIENT 1ST ADVISORY GROUP located in Dunedin, Florida. Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Craig has worked at 5 firms and has passed the Series 63, Series 31, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Estate Planning
- Retirement Income Management
- Comprehensive Financial Planning
- Retirement Planning
- Employee and Employer Plan Benefits
- Insurance Planning
- Investment Planning
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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CALTON & ASSOCIATES, INC.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
36 years in the financial services industry
Current & Past Employments
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CALTON & ASSOCIATES, INC.
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J.W. COLE FINANCIAL, INC.
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Current Firm
CLIENT 1ST ADVISORY GROUP | CLIENT 1ST ADVISORY GROUP LLC
Contact Information
Main Address
963 Highland Avenue, Dunedin, FL 34698Phone Number
(727) 450-2301# of Employees
8SEC notice filing (11 States and Territories)
Registered to provide investment advisory services in 11 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
924AUM (Assets Under Management)
$511,486,971Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | Cover Page | Report |
| 09/11/2024 | Cover Page | Report |
| 08/07/2024 | Cover Page | Report |
| 12/18/2023 | Cover Page | Report |
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CALTON & ASSOCIATES, INC.
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CLIENT 1ST ADVISORY GROUP | CLIENT 1ST ADVISORY GROUP LLC
State Registrations and Notice Filings
(5/31/2013)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Craig Scott Phillips's CRS (Customer Relationship Summary).
Services Offered by Craig
- Estate Planning
- Retirement Income Management
- Comprehensive Financial Planning
- Retirement Planning
- Employee and Employer Plan Benefits
- Insurance Planning
- Investment Planning
Similar Advisors
CALTON & ASSOCIATES, INC.
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