Craig S. Phillips
CLIENT 1ST ADVISORY GROUP
DUNEDIN, FL 34698
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CRD#: 2066182
Professional summary
Craig Scott Phillips, AIF®, CFP® is a registered financial advisor currently at CLIENT 1ST ADVISORY GROUP located in Dunedin, Florida.
Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Craig has worked at 5 firms and has passed the Series 63, Series 31, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Estate Planning
Retirement Income Management
Comprehensive Financial Planni...
Retirement Planning
Employee and Employer Plan Ben...
Insurance Planning
Investment Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1 CLIENT 1ST ADVISORS, INC. 611 DRUID RD E #707-CLEARWATER FL 33756.
INVEST-RELATED:YES. RIA (SEC) & FINANCIAL PLANNING. MANAGING PARTNER. 12/98 (RIA 6/01). APPROX 50+ HRS/MTH. 27 HRS DURING TRADING HRS. MANAGEMENT OF FIRM,MARKETING,CLIENT RELATIONS,PORTFOLIO CONSULTATION & MAINTANENCE,FINANCIAL PLANNING. (3)INDEPENDENT INS AGENT/FIXED INS SALES, 611 DRUID RD E.#707,CLEARWATER FL 33758. INVEST-RELATED:YES. FIXED & VARIABLE INS SALES. AGENT OR GENERAL AGENT. 1990. APPROX 10 HRS/MTH. 10 HRS DURING TRADING. INS PROGRAM ANALYSIS,RECOMMENDATIONS & SALES.
NUCCI IRREVOCABLE TRUST;
BUSINESS RELATED;
4502 OLD ORCHARD DRIVE, TAMPA FLORIDA 33618;
IRREVOCABLE TRUST;
TRUSTEE
7/31/2012;
<1 HOUR/MONTH; <1 DURING BUSINESS HOURS;
CRS (Client Relationship Summary) - RIA
Click below to view Craig Scott Phillips's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1992
Experience
Current
May 31, 2013 - Present
CLIENT 1ST ADVISORY GROUP
Office #1: 963 Highland Avenue, Dunedin, FL 34698RIA
CRD#: 167790
DUNEDIN, FL
Past
May 31, 2013 - December 31, 2016
CLIENT 1ST ADVISORY GROUP
RIA
CRD#: 167790
CLEARWATER, FL
Past
December 12, 2005 - December 31, 2012
CASCADE FINANCIAL MANAGEMENT, INC.
BD
CRD#: 119030
CLEARWATER, FL
Past
July 12, 2001 - June 7, 2013
CLIENT 1ST ADVISORY GROUP
RIA
CRD#: 113085
CLEARWATER, FL
Past
April 1, 1991 - March 10, 2006
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
CLEARWATER, FL
Past
July 11, 1990 - April 1, 1991
PW SECURITIES, INC.
BD
CRD#: 6775
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
C1
CLIENT 1ST ADVISORY GROUP
CLIENT 1ST ADVISORY GROUP | CLIENT 1ST ADVISORY GROUP LLC
CRD#: 167790 / SEC#: 801-78052
RIA
Registered Investment Advisory firm - (5/14/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(5/31/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
C1
CLIENT 1ST ADVISORY GROUP
CLIENT 1ST ADVISORY GROUP | CLIENT 1ST ADVISORY GROUP LLC
CRD#: 167790 / SEC#: 801-78052
RIA
Registered Investment Advisory firm - (5/14/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
963 Highland Avenue, Dunedin, FL 34698
Mailing Address
Phone number
(727) 450-2301
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 840 |
| AUM (Assets Under Management) | $ 403,969,413 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 09/11/2024 | ||
| 08/07/2024 | ||
| 12/18/2023 |
Red Flags
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Company Information
CLIENT 1ST ADVISORY GROUP
CRD#: 167790Dunedin, FL 34698TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
