Paul J. Ferguson
Professional summary
Paul Joseph Ferguson SR, who also goes by Paul Joseph Ferguson, is a registered financial advisor currently at ISRAELS FERGUSON ASSET ADVISORS LLC located in New York, New York.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1966. Paul has worked at 6 firms and has passed the Series 65, Series 63, PC, Series 1, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Paul Joseph Ferguson SR's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 30, 2010 - Present
ISRAELS FERGUSON ASSET ADVISORS LLC
January 21, 1995 - December 12, 2008
BROOKE SECURITIES, INC.
August 11, 1989 - January 16, 1995
BURNHAM SECURITIES INC.
September 7, 1982 - October 4, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
February 6, 1976 - January 7, 1977
DREXEL BURNHAM & CO. INCORPORATED
November 21, 1966 - February 6, 1976
DREXEL BURNHAM & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/30/2010)
(5/25/2021)
Exams
PC
Date: 8/29/1977
AMEX Put and Call ExamSeries 1
Date: 11/18/1966
Registered Representative ExaminationCurrent Firm
ISRAELS FERGUSON ASSET ADVISORS LLC
CRD#: 151317 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 108 |
| AUM (Assets Under Management) | $ 19,000,000 |
Red Flags
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