Deena C. Felice
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deena Cecelia Felice was a registered financial professional .
Deena is a previously registered financial professional and started their career in finance in 1990. Deena had worked at 7 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2009 - November 2, 2015
DOO FINANCIAL US, INC.
November 15, 2004 - July 10, 2007
FORTUNE FINANCIAL SERVICES, INC.
April 29, 2002 - December 18, 2002
RYAN BECK & CO.
December 5, 1994 - May 14, 2002
GRUNTAL & CO., L.L.C.
June 3, 1993 - May 24, 1994
PRUCO SECURITIES, LLC.
January 24, 1992 - May 7, 1993
OPPENHEIMER & CO. INC.
December 21, 1991 - January 17, 1992
GRUNTAL & CO., L.L.C.
September 6, 1990 - May 7, 1991
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DOO FINANCIAL US, INC.
CRD#: 24409 / SEC#: , 8-41551
Contact information
FINRA licenses (3 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
