AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
WC

William H. Conway

RUBINBROWN CORPORATE FINANCE
Kansas City, MO 64105
Some features on this profile are disabled
CRD#: 2066038
WC

Professional summary

William Harold Conway III, who also goes by William Harold Conway, is a registered financial professional currently at RUBINBROWN CORPORATE FINANCE, LLC located in Kansas City, Missouri.

William is registered as a RR (Registered Representative) and started their career in finance in 1999. William has worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

William Harold Conway

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Harold Conway III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 18, 2023 - Present

RUBINBROWN CORPORATE FINANCE, LLC

Office #1: 1200 Main Street Suite 1000, Kansas City, MO 64105
BD
CRD#: 322460
Kansas City, MO
Past

November 10, 2009 - July 21, 2023

COUNTRY CLUB FINANCIAL SERVICES, LLC

BD
CRD#: 29807
Mission Woods, KS
Past

February 1, 1999 - October 23, 2009

CHRISTENBERRY COLLET & COMPANY, INC.

BD
CRD#: 45977
KANSAS CITY, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Missouri
(9/18/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 12/3/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/23/1998
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

RC
RUBINBROWN CORPORATE FINANCE, LLC
RUBINBROWN CORPORATE FINANCE, LLC

CRD#: 322460 / SEC#: , 8-70975

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
7676 Forsyth Boulevard, Suite 2100, St. Louis, MO 63105
Mailing Address
7676 Forsyth Boulevard, Suite 2100, St. Louis, MO 63105
Phone number
(314) 678-3531
Established
Missouri since 03/15/2022
Firm type
Limited Liability Company
Fiscal year end
May
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
RUBINBROWN LLPOWNER
BARENBOIM, LEONARDCCO1523181
BARNES, BENJAMIN RONALDCEO7617183
MANZO, MARK THOMASFINOP1229739

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RUBINBROWN CORPORATE FINANCE, LLC

CRD#: 322460Kansas City, MO 64105

TRUST BUT VERIFY

Monitor William Conway

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Alyssum Mae Keefer
Alyssum KeeferAdvisorCheck Check Mark
JANNEY MONTGOMERY SCOTT LLC
IAR
RR
York, PA
Hazel Seo Heegyung Secco
Hazel SeccoAdvisorCheck Check Mark
IAR
NB
Nathan BrownAdvisorCheck Check Mark
FARTHER
IAR
Beaverton, OR
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.