John J. Cioffoletti
Professional summary
John Joseph Cioffoletti was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, John had worked at 3 firms, which includes REPUBLIC EQUITIES OF AMERICA LTD, J.W. BARCLAY & CO. INC., SOUTH RICHMOND SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 1998 - October 1, 2001
REPUBLIC EQUITIES OF AMERICA LTD
November 22, 1991 - February 5, 1998
J.W. BARCLAY & CO., INC.
July 16, 1991 - August 20, 1991
SOUTH RICHMOND SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Series 62
Date: 4/29/1991
Corporate Securities Limited Representative ExaminationCurrent Firm
REPUBLIC EQUITIES OF AMERICA LTD
CRD#: 41881 / SEC#: , 8-49610
Contact information
Documents
Disclosures
| Arbitration | 1 |
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