Christopher Walsh
Professional summary
Christopher Walsh, CFP®, who also goes by Chris Walsh, Christohper Walsh, Christopher Walsh, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Lisle, Illinois.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1990. Christopher has worked at 13 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Walsh's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 24, 2019 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 3333 Warrenville Road Suite 350, Lisle, IL 60532March 23, 2018 - February 4, 2019
AUSDAL FINANCIAL PARTNERS, INC.
November 28, 2016 - December 31, 2017
BOK FINANCIAL SECURITIES, INC.
November 23, 2016 - December 31, 2017
BOK FINANCIAL SECURITIES, INC.
February 25, 2014 - January 29, 2016
GUGGENHEIM INVESTMENTS
March 8, 2012 - January 29, 2016
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
November 2, 2010 - March 15, 2012
ADVISORS ASSET MANAGEMENT, INC.
June 28, 2010 - March 15, 2012
ADVISORS ASSET MANAGEMENT, INC.
January 23, 2008 - June 4, 2010
INVESCO CAPITAL MARKETS, INC.
September 17, 1997 - January 15, 2008
FIRST TRUST PORTFOLIOS L.P.
May 3, 1995 - September 29, 1997
INVESCO CAPITAL MARKETS, INC.
February 1, 1995 - April 21, 1995
DWS DISTRIBUTORS, INC.
May 20, 1992 - February 1, 1995
KEMPER FINANCIAL SERVICES, INC.
March 14, 1991 - November 25, 1991
NUVEEN SECURITIES, LLC
January 15, 1991 - March 25, 1991
INVESTACORP, INC.
July 20, 1990 - September 28, 1990
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/24/2019)
(4/4/2025)
(1/2/2025)
(4/4/2025)
(4/4/2025)
(1/2/2025)
(4/4/2025)
Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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