MH
Marcus T. Henderson
INDEPENDENT FINANCIAL GROUP
Brentwood, TN 37027
Some features on this profile are disabled
CRD#: 2065755
MH
Professional summary
Marcus Terrell Henderson, AIF®, who also goes by Marcus T Henderson, is a registered financial advisor currently at INDEPENDENT FINANCIAL GROUP, LLC located in Brentwood, Tennessee.
Marcus is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Marcus has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marcus T Henderson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) HENDERSON FINANCIAL GROUP POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 08/15/1989 ADDRESS: 5409 Maryland Way, Suite 300, Brentwood TN 37027, United States DESCRIPTION: DBA FOR MARKETING PURPOSES. (2) AME CHRUCH POSITION: CFO, TREASURER NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 07/10/2021 ADDRESS: 900 13TH AVE. S, STE. 300, NASHVILLE TN 37212, United States DESCRIPTION: TREASURER. (3) AME CHURCH BOARD OF INCORPORATORS POSITION: Board Member AME Board Of Incorporators. Assist other Board Members in the decisions before the body by way of input and vote. NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 07/10/2021 ADDRESS: AME Church- Nashville Location, 900 13th Ave. South, Suite 330, Nashville TN 37212, United States DESCRIPTION: Board Member for AME Board Of Incorporators. (4) THE CORE GROUP POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/15/2020 ADDRESS: 5409 Maryland Way, Suite 300, Brentwood TN 37027, United States DESCRIPTION:OUTSIDE INSURANCE.
CRS (Client Relationship Summary) - RIA
Click below to view Marcus Terrell Henderson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Marcus Terrell Henderson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 28, 2022 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 5409 Maryland Way Suite 300, Brentwood, TN 37027RIA
BD
CRD#: 7717
Brentwood, TN
Current
October 28, 2022 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 5409 Maryland Way Suite 300, Brentwood, TN 37027RIA
BD
CRD#: 7717
Brentwood, TN
Past
November 2, 2018 - November 2, 2022
OSAIC WEALTH, INC.
RIA
CRD#: 23131
BRENTWOOD, TN
Past
November 2, 2018 - November 2, 2022
OSAIC WEALTH, INC.
BD
CRD#: 23131
BRENTWOOD, TN
Past
July 27, 2000 - November 2, 2018
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
BRENTWOOD, TN
Past
February 1, 1991 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
February 1, 1991 - November 2, 2018
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BRENTWOOD, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/2/2022)
RR
Arizona(10/28/2022)
RR
Arkansas(10/28/2022)
RR
California(10/28/2022)
RR
Connecticut(10/28/2022)
RR
District of Columbia(10/28/2022)
RR
Florida(10/28/2022)
RR
Georgia(10/28/2022)
RR
Illinois(6/12/2024)
RR
Indiana(10/28/2022)
RR
Kentucky(10/28/2022)
RR
Louisiana(10/28/2022)
RR
Maryland(10/28/2022)
RR
Michigan(10/28/2022)
RR
Mississippi(10/28/2022)
RR
North Carolina(11/3/2022)
RR
Ohio(10/28/2022)
RR
Pennsylvania(10/28/2022)
RR
Rhode Island(11/7/2022)
RR
South Carolina(10/28/2022)
RR
Tennessee(10/28/2022)
IAR
Tennessee(10/28/2022)
RR
Texas(10/28/2022)
IAR
Texas(10/31/2022)
RR
Virginia(10/28/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Mailing Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Phone number
(858) 436-3180
Established
Delaware since 07/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
622
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INDEPENDENT FINANCIAL GROUP, INC. | OWNER | |
| DAVIS, SCOTT EARLE | CFO & FINOP | 7160800 |
| DENNEN, BRIAN | CCO BROKERAGE & ADVISORY | 3239786 |
| FISCHER, DAVID ALLEN | MANAGING DIRECTOR | 1634222 |
| HEISING, SCOTT ALLEN | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR | 2192259 |
| KEEFE, KEVIN MICHAEL | PRESIDENT, COO | 1869560 |
| KREISMAN, SARAH JILL | SVP & GENERAL COUNSEL | 2671706 |
| PEARSON, TROY DALE | ROSFP | 2413897 |
Regulatory assets under management
| Total Number of Accounts | 44,046 |
| AUM (Assets Under Management) | $ 11,322,059,063 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
