Beverly L. Luther
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Beverly Lorraine Luther, who also goes by Beverly L Luther, was a registered financial professional .
Beverly is a previously registered financial professional and started their career in finance in 1990. Beverly had worked at 6 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 1998 - December 31, 2012
LASALLE ST SECURITIES, L.L.C.
January 2, 1996 - September 4, 1998
CAPITAL FINANCIAL SERVICES, INC.
December 1, 1994 - December 29, 1995
FREDERICK & COMPANY, INC.
October 30, 1993 - December 9, 1994
DAIN RAUSCHER INCORPORATED
March 26, 1993 - August 11, 1993
CAPITAL FINANCIAL SERVICES, INC.
April 2, 1991 - April 1, 1993
GUARDIAN INVESTOR SERVICES LLC
September 26, 1990 - February 19, 1991
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LASALLE ST SECURITIES, L.L.C.
CRD#: 7191 / SEC#: , 8-18860
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 15 |
| Arbitration | 4 |
| Bond | 1 |
Red Flags
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