Ricky E. Bell
Professional summary
Ricky Eugene Bell was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Ricky is a previously registered financial advisor and started their career in finance in 1993. Prior to being barred, Ricky had worked at 5 firms, which includes CAPE FEAR SECURITIES INC., MORGAN KEEGAN & COMPANY LLC, MORGAN STANLEY DW INC., CITIGROUP GLOBAL MARKETS INC., WACHOVIA SECURITIES INC..
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2012 - December 10, 2013
CAPE FEAR SECURITIES, INC.
June 4, 2012 - December 10, 2013
CAPE FEAR SECURITIES, INC.
August 30, 2005 - May 23, 2012
MORGAN KEEGAN & COMPANY, LLC
August 30, 2005 - May 23, 2012
MORGAN KEEGAN & COMPANY, LLC
December 31, 2001 - August 29, 2005
MORGAN STANLEY DW INC.
February 16, 2001 - August 29, 2005
MORGAN STANLEY DW INC.
June 16, 1995 - March 6, 2001
CITIGROUP GLOBAL MARKETS INC.
October 11, 1993 - June 15, 1995
WACHOVIA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPE FEAR SECURITIES, INC.
CRD#: 156359 / SEC#: , 8-68786
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JACKSON, JOSEPH DEWEY | VICE-PRESIDENT, CCO, FINOP | 2351290 |
Red Flags
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