Vernon C. Plack

CHIMBORAZO INVESTMENT RESEARCH

Richmond, VA 23223

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CRD#: 2065398

Professional summary

Vernon Chester Plack is a registered financial advisor currently at CHIMBORAZO INVESTMENT RESEARCH located in Richmond, Virginia.

Vernon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Vernon has worked at 9 firms and has passed the Series 63, Series 7TO, Series 16, Series 86, Series 87, SIE, Series 7, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vernon Chester Plack's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 22, 2023 - Present

CHIMBORAZO INVESTMENT RESEARCH

Office #1: 2806 E Broad Street, Richmond, VA 23223

RIA

CRD#: 327113

Richmond, VA

Past

February 8, 2022 - March 1, 2023

NORTON CAPITAL MANAGEMENT, INC.

RIA

CRD#: 110398

NORFOLK, VA

Past

March 10, 2021 - June 29, 2021

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

RICHMOND, VA

Past

March 17, 2020 - September 30, 2021

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

RICHMOND, VA

Past

January 2, 2013 - March 17, 2021

BB&T SECURITIES, LLC

CRD#: 142785

RICHMOND, VA

Past

May 5, 1999 - January 2, 2013

SCOTT & STRINGFELLOW, LLC

CRD#: 6255

RICHMOND, VA

Past

February 14, 1994 - May 5, 1999

SCOTT & STRINGFELLOW, INC.

CRD#: 3309

RICHMOND, VA

Past

February 25, 1991 - January 29, 1994

JOHNSTON, LEMON & CO. INCORPORATED

CRD#: 473

WASHINGTON, DC

Past

June 21, 1990 - March 4, 1991

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(8/22/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

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Current Firm

CHIMBORAZO INVESTMENT RESEARCH

CHIMBORAZO INVESTMENT RESEARCH | CHIMBORAZO INVESTMENT RESEARCH LLC

CRD#: 327113 / SEC#:

Virginia

Registered Investment Advisory firm - (8/22/2023 Approved)

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Contact information

Main Address

Richmond, VA

Mailing Address

Phone number

(804) 334-3257

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	23
AUM (Assets Under Management)	$ 8,789,695

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Vernon C. Plack

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vernon Chester Plack's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTON CAPITAL MANAGEMENT, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST ADVISORY SERVICES, INC.

BB&T SECURITIES, LLC

SCOTT & STRINGFELLOW, LLC

SCOTT & STRINGFELLOW, INC.

JOHNSTON, LEMON & CO. INCORPORATED

ALEX. BROWN & SONS INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 7/3/1990

Series 7TO

Date: 3/28/2024

Series 16

Date: 3/28/2024

Series 86

Date: 3/28/2024

Series 87

Date: 3/28/2024

SIE

Date: 10/1/2018

Series 7

Date: 6/16/1990

Series 24

Date: 3/28/2024

Series 10

Date: 3/28/2024

Series 9

Date: 3/28/2024

Current Firm

CHIMBORAZO INVESTMENT RESEARCH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CHIMBORAZO INVESTMENT RESEARCH

TRUST BUT VERIFY

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