Manus P. Maclean
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Manus Patrick Maclean, who also goes by Manus P Maclean, was a registered financial professional .
Manus is a previously registered financial professional and started their career in finance in 1990. Manus had worked at 5 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 1994 - December 16, 1994
INVESTORS CAPITAL CORP.
September 20, 1993 - March 8, 1994
MARKETING ONE SECURITIES, INC.
June 18, 1991 - September 17, 1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
June 18, 1991 - September 17, 1993
SIGNATOR INVESTORS, INC.
July 10, 1990 - June 18, 1991
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTORS CAPITAL CORP.
CRD#: 30613 / SEC#: 801-62341, 8-45054
Contact information
Disclosures
| Regulatory Event | 22 |
| Arbitration | 11 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
