Jennifer L. Roberts
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer Lynn Roberts, who also goes by Jennifer Lynn Robertson, Jennifer L Robertsonweaver, Jennifer Lynn Shuler, Jenny Shuler, Jennifer L Weaver, Jennifer Lynn Weaver, was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 1990. Jennifer had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2000 - December 31, 2003
ASSET ADVISORS, LLC
April 12, 2000 - July 30, 2025
LPL FINANCIAL LLC
February 22, 2000 - July 30, 2025
LPL FINANCIAL LLC
July 26, 1990 - February 24, 2000
IDS LIFE INSURANCE COMPANY
July 26, 1990 - February 24, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
