Debra C. Blake
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Debra Carol Blake, who also goes by Debra C Apted, Debra Carol Apted, Debbie Switzer, Debra Carol Switzer, was a registered financial professional .
Debra is a previously registered financial professional and started their career in finance in 1990. Debra had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2016 - January 13, 2020
TRANSAMERICA RETIREMENT ADVISORS, LLC
March 6, 2009 - January 13, 2020
TRANSAMERICA INVESTORS SECURITIES, LLC
January 14, 2003 - February 26, 2009
CITIGROUP GLOBAL MARKETS INC.
January 3, 2003 - February 26, 2009
CITIGROUP GLOBAL MARKETS INC.
February 9, 1996 - January 7, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 5, 1995 - January 7, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 12, 1993 - October 26, 1995
GRIFFIN FINANCIAL SERVICES
June 14, 1993 - November 22, 1993
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
August 28, 1990 - June 24, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 212,836 |
| AUM (Assets Under Management) | $ 16,157,423,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2025 | ||
| 10/25/2024 | ||
| 07/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
