Vincent R. Ferrara
PROVISE MANAGEMENT GROUP
CLEARWATER, FL 33756
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CRD#: 206520
Professional summary
Vincent Raymond Ferrara, CFP® is a registered financial advisor currently at PROVISE MANAGEMENT GROUP, LLC located in Clearwater, Florida.
Vincent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1971. Vincent has worked at 6 firms and has passed the Series 63, SIE, Series 1, Series 53 and Series 24 exams.
Question & Answer
What are your service offerings?
Investment Planning
Insurance Planning
Estate Planning
Comprehensive Financial Planni...
Retirement Planning
Employee and Employer Plan Ben...
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Sea Side III Condo Assoc Invest Rel: N Addr: Sea Side Dr Belleair FL 33756 Nat of Busi: Condo HOA: Position: BOD Title: BOD, Treasure Strt Dt: 1/2/18 Hrs/mth: 0-16 Duties: governance; review monthly financials 2. Amplify Clearwater Invest Rel: N Addr: Clearwater FL 33756 Nat of Busi: Community Position: BOD Title: BOD Strt Dt: 10/1/19 Hrs/mth: 0-16 Duties: governance 3. ProVise Management Company, Inc. Invest Rel: N Addr: 611 Druid Rd, Ste 105 Clearwater FL 33756 Nat of Busi: Management Company Title: President Strt Dt: 1/1/02 Hrs/mth: 145-160 Duties: Management of ProVise Management Group, LLC 4. Druid Road, LLC Invest Rel: N Addr: Clearwater FL 33756 Nat of Busi: Real Estate Title: Member Strt Dt: 1/1/02 Hrs/mth: 0-16 Duties: General mgmt 5. Mary V Nolen Trust UAD 5/24/1990 Invest Rel: N Addr: Clearwater FL 33756 Nat of Busi: Fiduciary Title: TTEE for irr tr Strt Dt: 3/26/13 Hrs/mth: 0-16 Duties: TTEE duties 6. University of Maryland College Park Foundation Invest Rel: N Addr: Riggs Alumni Center College Park MD 20784 Nat of Busi: Civic Title: Director Strt Dt: 10/1/07 Hrs/mth: 0-16 Duties: Oversight 7. Morton Plant Mease HealthCare, Inc. Invest Rel: N Addr: 300 Pinellas St Clearwater FL 33756 Nat of Busi: Civic Title: Board Member Strt Dt: 2/18/20 Hrs/mth: 0-16 Duties: Director Duties 8. Up Your Assets, LLC Invest Rel: Y Addr: Clearwater FL 33756 Nat of Busi: Podcast Title: Owner Start Date: 11/21/24 Hrs/mth: 0-10 Duties: Write and host the podcast 9. James J. Kasser Irrev TR Invest Rel: N Addr: Clearwater, FL 33756 Nat of Busi: Fiduciary Title: TTEE for IRR TR Strt Dt: 3/23/2022 Hrs/mth: 0-16 Duties TTEE duties 10. Druid Hills Condo Assoc Invest Rel: N Addr: Clearwater, FL 33756 Nat of Busi: HOA Position: BOD Title: Member Start Date: 12/1/2023 Hrs/mth: 1 Duties: governance 11. Longboat Key Condo Assoc II Invest Rel: N Addr: Longboat Key Nat of Busi: HOA Position: BOD Title: Member Start Date: 12/1/2023 Hrs/mth1 Duties: governance 12. Baycare Health Services, Inc. Inv Rel: N Addr: Clearwater, FL 33759 Nat of Busi: Community Hospital Position: BOD Title: Member Start Date: 1/1/2022 Hrs/Mth 3 Duties: governance
CRS (Client Relationship Summary) - RIA
Click below to view Vincent Raymond Ferrara's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1990
Experience
Current
August 18, 1988 - Present
PROVISE MANAGEMENT GROUP, LLC
Office #1: 611 Druid Rd, Suite 105, Clearwater, FL 33756RIA
CRD#: 105375
CLEARWATER, FL
Past
April 29, 2016 - December 31, 2019
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
CLEARWATER, FL
Past
October 27, 2003 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
CLEARWATER, FL
Past
October 22, 2003 - December 31, 2019
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
CLEARWATER, FL
Past
July 30, 1991 - June 8, 2004
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
CLEARWATER, FL
Past
April 1, 1991 - June 8, 2004
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Past
April 29, 1977 - April 1, 1991
PW SECURITIES, INC.
BD
CRD#: 6775
Past
May 21, 1971 - September 30, 1985
DERAND/PENNINGTON/BASS, INC.
BD
CRD#: 4679
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PM
PROVISE MANAGEMENT GROUP, LLC
PROVISE MANAGEMENT GROUP INC | PROVISE MANAGEMENT GROUP, LLC
CRD#: 105375 / SEC#: 801-32172
RIA
Registered Investment Advisory firm - (6/2/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(8/18/1988)
IAR
Texas(4/25/2006)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 5/19/1971
Registered Representative ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
PM
PROVISE MANAGEMENT GROUP, LLC
PROVISE MANAGEMENT GROUP INC | PROVISE MANAGEMENT GROUP, LLC
CRD#: 105375 / SEC#: 801-32172
RIA
Registered Investment Advisory firm - (6/2/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
611 Druid Rd E. Ste 105, Clearwater, FL 33756
Mailing Address
Phone number
(727) 441-9022
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,439 |
| AUM (Assets Under Management) | $ 1,804,308,550 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/23/2025 | ||
| 01/16/2025 | ||
| 11/01/2023 | ||
| 12/07/2022 |
Red Flags
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Company Information
PROVISE MANAGEMENT GROUP, LLC
CRD#: 105375Clearwater, FL 33756TRUST BUT VERIFY
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Contact information
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