Charles R. Badalamenti
Professional summary
Charles Richard Badalamenti, who also goes by Charlie Badalamenti, is a registered financial professional currently at DFPG INVESTMENTS, LLC located in Littleton, Colorado and ORCHARD SECURITIES, LLC located in Pleasant Grove, Utah.
Charles is registered as a RR (Registered Representative) and started their career in finance in 1991. Charles has worked at 10 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 51, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles Richard Badalamenti's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 25, 2011 - Present
DFPG INVESTMENTS, LLC
December 6, 2011 - Present
ORCHARD SECURITIES, LLC
Office #1: 365 Garden Grove Lane Suite 100, Pleasant Grove, UT 84062April 2, 2015 - Present
ROCKDALE SECURITIES, LLC
Office #1: 1123 Broadway Suite 1200, New York, NY 10010January 26, 2016 - April 19, 2018
BFY SECURITIES, LLC
June 5, 2007 - August 5, 2010
ORCHARD SECURITIES, LLC
June 4, 2004 - August 5, 2010
OMNI BROKERAGE, INC.
December 18, 2002 - March 24, 2004
J. SCOTT SECURITIES CORP.
September 12, 2000 - October 26, 2001
MADISONMARKETPLACE.COM SECURITIES LLC
March 29, 1999 - October 4, 1999
TCADVISORS NETWORK INC.
April 10, 1995 - April 12, 1999
CENTENNIAL VENTURES, LTD.
August 22, 1991 - February 27, 1995
A.B. WATLEY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/29/2011)
(6/29/2011)
(7/6/2011)
(6/27/2011)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ROCKDALE SECURITIES, LLC
CRD#: 169798 / SEC#: , 8-69392
Contact information
FINRA licenses (2 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DARK ROOM PARTNERS, LLC | OWNER | |
| FULHAM INVESTMENT PARTNERS, LLC | OWNER | |
| GOAL PARTNERS, LLC | OWNER | |
| BRICKS PARTNERS, LLC | OWNER | |
| CLD PARTNERS, LLC | OWNER | |
| BADALAMENTI, CHARLES RICHARD | FINANCIAL AND OPERATIONS PRINCIPAL | 2065038 |
| GARRETT, TAYLOR WESTON | PRESIDENT | 4829547 |
| HART, ADRIENNE YOST | CHIEF COMPLIANCE OFFICER | 1510179 |
Red Flags
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