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Murray Grant Bettingen

CRD# 20650·Registered 1967 - 2009
Barred: Murray Grant Bettingen was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Murray Grant Bettingen, who also goes by Grant Bettinger, was a registered financial advisor. Murray was a previously registered financial advisor and started their career in finance 1967 - 2009. Murray had worked at 8 firms and has passed the Series 63, Series 55, Series 3, Series 1, Series 4, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Grant Bettinger

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

59 years in the financial services industry

Current & Past Employments

PMB SECURITIES CORP.·CRD# 118642
BD
Newport Beach, CA
May 15, 2009 - October 8, 2009
NEWPORT COAST SECURITIES, INC.·CRD# 16944
RIA
Newport Beach, CA
October 1, 2007 - May 1, 2009
NEWPORT COAST SECURITIES, INC.·CRD# 16944
BD
Newport Beach, CA
March 27, 1986 - May 1, 2009
WEN BIRKHOFER & CO., INC.·CRD# 7959
BD
August 23, 1984 - April 9, 1986
KEY SECURITIES INCORPORATED·CRD# 7625
BD
March 23, 1979 - July 25, 1984
WEDBUSH SECURITIES INC.·CRD# 877
BD
March 6, 1978 - April 19, 1979
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED·CRD# 595
BD
September 5, 1973 - April 2, 1978
SHEARSON, HAMMILL & CO., INCORPORATED·CRD# 766
BD
October 26, 1971 - October 20, 1973
STERN, FRANK, MEYER & FOX, INCORPORATED·CRD# 790
BD
November 15, 1967 - October 22, 1971

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Current Firm

PS
PMB SECURITIES CORP.

PMB SECURITIES CORP.

CRD#: 118642 / SEC#: 8-53671
BD
Terminated by SEC on 01/12/2010

Contact Information

Established

California since 10/05/2001

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
COHEE, GARY DAVIDPRESIDENT, CEO, AND CCO49719
HULL, HOWARD LAWRENCE IIICFO FINOP2698088

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1985About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Sep 2000

Series 3 — National Commodity Futures Examination

Passed Aug 1989About the Series 3 exam

Series 1 — Registered Representative Examination

Passed Nov 1967

Series 4 — Registered Options Principal Examination

Passed Nov 1985About the Series 4 exam

Series 27 — Financial and Operations Principal Examination

Passed Nov 1983About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Dec 1979About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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